Soft dollar

Results: 196



#Item
41Investment / Financial services / Soft dollar / Investment Advisers Act / Registered Investment Advisor / Hedge fund / Financial adviser / Prime brokerage / Securities Exchange Act / Financial economics / Finance / Business

J.S. Oliver Capital Management, L.P., et al.

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Source URL: www.sec.gov.

Language: English - Date: 2013-08-30 11:22:48
42Best execution / Soft dollar / Business / Economics / Finance / Morgan /  Lewis & Bockius / Financial adviser

Microsoft PowerPoint - 79927299_1.PPTX

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Source URL: www.morganlewis.com

Language: English - Date: 2014-07-16 16:50:01
43Business / Marketing / UNX / Investment Technology Group / Prime Brokerage / Soft dollar / Financial services

CONIFER › FUND ADMINISTRATION | MIDDLE & BACK OFFICE SERVICES

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Source URL: www.conifer.com

Language: English - Date: 2014-05-29 18:30:12
44Ramona / Dollar coin / Lemonade / Beezus Quimby / Beverly Cleary / Soft matter / Films / Ramona and Beezus / Food and drink

Microsoft Word - Summer Reading List 2006.doc

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Source URL: www.tdbank.com

Language: English - Date: 2008-10-31 12:20:44
45Financial markets / Financial services / Institutional investors / Soft dollar / Short / Day trading / Hedge fund / Clearing / Financial economics / Finance / Investment

INITIAL DECISION RELEASE NO. 649 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-05 11:16:57
46Matter / Water heating / Bath /  Somerset / Tap / Bath / Plumbing / Soft matter / Water

Daily Dollar Questions Tuesday: Level 4

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Source URL: www.mathsweek.org.nz

Language: English - Date: 2014-08-07 22:31:32
47Equity / Fiduciary / Soft dollar / Employee Retirement Income Security Act / Broker / Investment Policy Statement / Registered Investment Advisor / Law / Finance / Common law

OCC[removed]Attachment c) (third)

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Source URL: www.occ.gov

Language: English - Date: 2014-11-23 08:49:52
48Employment compensation / Financial services / Employee Retirement Income Security Act / Pension / 401 / Fiduciary / Exchange-traded fund / Soft dollar / Financial economics / Investment / Law

This document is scheduled to be published in the Federal Register on[removed]and available online at http://federalregister.gov/a[removed], and on FDsys.gov DEPARTMENT OF LABOR

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Source URL: s3.amazonaws.com

Language: English - Date: 2014-08-20 09:07:51
49Financial services / United States securities law / 76th United States Congress / Soft dollar / U.S. Securities and Exchange Commission / Investment Advisers Act / Financial adviser / Merrill Lynch / Securities Exchange Act / Financial economics / Investment / Finance

OCC[removed]Attachment[removed]FR 41978

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Source URL: www.occ.gov

Language: English - Date: 2014-11-23 08:49:40
50Financial services / Financial markets / United States securities law / Securities / Registered Investment Advisor / Soft dollar / Investment Advisers Act / Financial adviser / U.S. Securities and Exchange Commission / Finance / Business / Financial economics

OCC[removed]Attachment[removed]FR 16004

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Source URL: www.occ.gov

Language: English - Date: 2014-11-23 08:49:04
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